Asterozoa Management Llc
- Regulatory AUM
- $104M
- Discretionary
- $104M
- Clients
- 3
- Avg AUM / client
- $34.6M
- Accounts
- 3
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $57.6M | 55.5% |
| Pooled investment vehicles (non-investment companies) | 2 | $46.3M | 44.5% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $29.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Asterozoa Ventures, Lp | Hedge Fund | Delaware | $20.1M | 100 |
| Asterozoa Special Fund I | Hedge Fund | Arizona | $7.3M | 46 |
| Av Institutional Fund Lp | Hedge Fund | Delaware | $2.6M | 15 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hegener, Juliana | Trustee | Sep 2004 (22y) | GP / trustee / elected manager of Hegener Family Trust (indirect) | |
| Paul Joseph Hegener | Chief Risk Officer | Sep 2004 (22y) | Less than 5% | |
| Smith, Robert, Edgar | Trustee | Apr 2020 (6y) | GP / trustee / elected manager of The R&W Smith Revocable Trust Dated April 30, 2020 (indirect) | |
| Smith, Wendy, Kaye | Trustee | Apr 2020 (6y) | GP / trustee / elected manager of The R&W Smith Revocable Trust Dated April 30, 2020 (indirect) | |
| Altuzarra, Julia | Vice President, Investor Relations & Account Management | Sep 2021 (5y) | 10% – 25% | |
| Joseph Louis Hegener | Managing Member, Chief Investment Officer | Sep 2021 (5y) | 25% – 50% | |
| Kevin Guochen Yin | Vice President, Chief Compliance Officer | CFA | Nov 2022 (4y) | 10% – 25% |
| Kaites, John | Member | May 2023 (3y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dana Point Ventures, Llc | Member | May 2023 | A | 10% – 25% |
| The R&W Smith Revocable Trust Dated April 30, 2020 | Member | May 2023 | A | 5% – 10% |
| Hegener Family Trust | Sole Member | Sep 2004 | B | ≈ 7.5% – 25% via Dana Point Ventures, Llc |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hegener Family Trust: 75% – 100% of Dana Point Ventures, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $29.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Asterozoa Ventures, Lp | Hedge Fund | $20.1M | $150K | 100 |
| Asterozoa Special Fund I | Hedge Fund | $7.3M | $100K | 46 |
| Av Institutional Fund Lp | Hedge Fund | $2.6M | $250K | 15 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- TD Ameritrade $481M (100% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗