Transcendent Capital Group Llc
- Regulatory AUM
- $361M
- Discretionary
- $361M
- Clients
- 510
- Avg AUM / client
- $707K
- Accounts
- 1,339
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 435 | $113M | 31.2% |
| High net worth individuals | 71 | $246M | 68.3% |
| Corporations and other businesses | 4 | $1.7M | 0.47% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bill Allen Johnson | Managing Member | Aug 2021 (5y) | 50% – 75% | |
| David Chad Ferrell | Managing Member / Cco | CFP Chartered Financial Consultant | Aug 2021 (5y) | 50% – 75% |
| Grant Ned Tarrant | Registered representative | Nov 2021 (5y) | ||
| Mitchell Don Green | Registered representative | Nov 2021 (5y) | ||
| Charles Earl Oliver | Registered representative | Jan 2022 (5y) | ||
| Darrell Sheridan James | Registered representative | Aug 2022 (4y) | ||
| Michael A Drooby | Registered representative | CFP | Sep 2023 (3y) | |
| Daniel Cameron James | Registered representative | Nov 2024 (2y) | ||
| Sarah Elizabeth Holmes | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/05/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $361M (100% of AUM) Feb 2026
- Richard James & Associates, Inc. $241M (100% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 05, 2026.
View current Form ADV (SEC/IAPD) ↗