AUMdb

Heritage Wealth Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 316956 · SEC file 801-122719 · San Diego, CA · heritagewealthusa.com
☆ Save with Pro ADV data as of Jun 30, 2026
Regulatory AUM
$643M
Discretionary
$643M
Clients
235
Avg AUM / client
$2.7M
Accounts
226
Employees
13

AUM over time

$0 $643M
Oct 19, 2021 Jun 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 103 $50.6M 7.86%
High net worth individuals 121 $305M 47.4%
Pooled investment vehicles (non-investment companies) 8 $210M 32.6%
Charitable organizations 1 $19.9M 3.09%
Insurance companies 1 $41.5M 6.44%
Corporations and other businesses 1 $16.7M 2.6%

Private funds (3)

Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $58.3M combined gross assets

FundTypeDomicileGross assetsOwners
Heritage Private Opportunities Portfolio Lp master Hedge Fund Delaware $50.2M 43
Heritage Ins Spv Lp Private Equity Fund Delaware $6.6M 13
Diversified Private Equity Fund Lp Private Equity Fund Delaware $1.4M 11

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gibbs, Jessica, Marie Trustee Of Jordan And Jessica Gibbs Family Trust March 31, 2015 Mar 2015 (11y) ≈ 25% – 56.25% via Jordan And Jessica Gibbs Family Trust March 31, 2015
Jordan Lamarr Gibbs Trustee Of Jordan And Jessica Gibbs Family Trust March 31, 2015 CFP Mar 2015 (11y) ≈ 25% – 56.25% via Jordan And Jessica Gibbs Family Trust March 31, 2015
Ryan Kent Gibbs Chief Compliance Officer CFP Nov 2021 (5y) 10% – 25%
Campbell, Jason, Alexander Chief Investment Officer Jan 2022 (5y) 5% – 10%
Davis, Gregory, Ryan Partner Mar 2022 (4y) 5% – 10%
David Paul Andrews Registered representative CFP Dec 2021 (5y)
Michelle Mh Hams Registered representative Dec 2021 (5y)
Daniel Jay Shainberg Registered representative Feb 2025 (1y)
William Kirk Registered representative Jan 2026 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Jordan And Jessica Gibbs Family Trust March 31, 2015 Owner Oct 2021 A 50% – 75%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Gibbs, Jessica, Marie: 50% – 75% of Jordan And Jessica Gibbs Family Trust March 31, 2015 × 50% – 75% direct ≈ 25% – 56.25% of the firm
  • Jordan Lamarr Gibbs: 50% – 75% of Jordan And Jessica Gibbs Family Trust March 31, 2015 × 50% – 75% direct ≈ 25% – 56.25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (3, $58.3M gross assets)

FundTypeGross assetsMin. investmentOwners
Heritage Private Opportunities Portfolio Lp Hedge Fund $50.2M $1.0M 43
Heritage Ins Spv Lp Private Equity Fund $6.6M $250K 13
Diversified Private Equity Fund Lp Private Equity Fund $1.4M $1.0M 11

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/30/2026 2.5 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.

View current Form ADV (SEC/IAPD) ↗