N
N
Wealth Manager · Small ($100M–$1B)
CRD 317053
·
☆ Save with Pro
ADV data as of Mar 31, 2025
- Regulatory AUM
- $253M
- Discretionary
- $108M
- Clients
- 49
- Avg AUM / client
- $5.2M
- Accounts
- 213
- Employees
- 6
AUM over time
$2.4M
$270M
Oct 1, 2021
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $6.2M | 2.43% |
| High net worth individuals | 23 | $246M | 96.9% |
| Pension and profit sharing plans | 3 | $1.6M | 0.63% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $111M (44% of AUM) Mar 2025
- Mtg, Llc $1.3M (1% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.