Alden Investment Advisors, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 317077
· SEC file 801-122688
· Wayne, PA
· twitter.com
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $386M
- Discretionary
- $348M
- Clients
- 1,460
- Avg AUM / client
- $264K
- Accounts
- 1,460
- Employees
- 43
AUM over time
$107M
$386M
Dec 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,350 | $323M | 83.6% |
| High net worth individuals | 107 | $25.4M | 6.59% |
| Pension and profit sharing plans | 3 | $37.7M | 9.77% |
People (42)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Francis Mulqueen | Chief Operating Officer | Oct 2021 (5y) | Less than 5% | |
| Kenneth Richard Smith | Chief Compliance Officer | Oct 2021 (5y) | Less than 5% | |
| Lee Albert Calfo | Chief Executive Officer | Oct 2021 (5y) | ≈ 37.5% – 75% via Alden Partners Llc | |
| Karen M. Van Horn | Chief Risk Officer | Nov 2022 (4y) | Less than 5% | |
| Aaron Lee Williams | Managing Director | Jan 2023 (4y) | Less than 5% | |
| Stephen Douglas Patterson | Registered representative | Mar 2022 (4y) | ||
| Deborah Ann Davis | Registered representative | CFP | Apr 2022 (4y) | |
| Robert Arthur Lansing | Registered representative | Apr 2022 (4y) | ||
| Gustavo Isaac Masri | Registered representative | Apr 2022 (4y) | ||
| William Jude Atkins | Registered representative | May 2022 (4y) | ||
| Anthony Vekony Mccracken | Registered representative | CFP | Jun 2022 (4y) | |
| Derek Rudolf D'alonzo | Registered representative | Jun 2022 (4y) | ||
| Nathan Daniel Goad | Registered representative | CFP | Jul 2022 (4y) | |
| Todd Zangrilli | Registered representative | Aug 2022 (4y) | ||
| Christopher John Coloracci | Registered representative | Nov 2022 (4y) | ||
| Joseph David Gastaldi | Registered representative | Jan 2023 (4y) | ||
| Eric Scott Maslowsky | Registered representative | Mar 2023 (3y) | ||
| Nicole Elizabeth Sennett | Registered representative | May 2023 (3y) | ||
| Courtney Ann Kucish | Registered representative | May 2023 (3y) | ||
| Marques Dalon Miles | Registered representative | Jan 2024 (3y) | ||
| Jacqueline M Oprean | Registered representative | Feb 2024 (2y) | ||
| David Allen Gibbs | Registered representative | Feb 2024 (2y) | ||
| James Eric Quillen | Registered representative | CFP | Apr 2024 (2y) | |
| Anthony J. Falco | Registered representative | May 2024 (2y) | ||
| James Robert Scott | Registered representative | May 2024 (2y) | ||
| Jonathan Allen | Registered representative | May 2024 (2y) | ||
| Sean Travis Newman | Registered representative | May 2024 (2y) | ||
| Matthew Thomas Resch | Registered representative | CFA | Jun 2024 (2y) | |
| Louis Daniel Rivera | Registered representative | Aug 2024 (2y) | ||
| J Pierce Dever | Registered representative | CFA | Aug 2024 (2y) | |
| Wendy Lesa Gipson Fitzpatrick | Registered representative | Sep 2024 (2y) | ||
| Delaina Sue Kucish | Registered representative | Oct 2024 (2y) | ||
| Robert Emmett Burns | Registered representative | Jan 2025 (2y) | ||
| Patrick James Sirayathorn | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Craig M Wiener | Registered representative | Mar 2025 (1y) | ||
| Anthony J Seifert | Registered representative | Apr 2025 (1y) | ||
| Gregory Andrew Obin | Registered representative | Dec 2025 (1y) | ||
| John Martin Lensing | Registered representative | Feb 2026 (0y) | ||
| Andrew J Giannone | Registered representative | CFA | Apr 2026 (0y) | |
| Scott Brian Hinkle | Registered representative | CFP | May 2026 (0y) | |
| John Ramsay Ellis | Registered representative | Jun 2026 (0y) | ||
| Guy Roger Collins | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alden Partners Llc | Owner | Oct 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lee Albert Calfo: 50% – 75% of Alden Partners Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $247M (64% of AUM) Mar 2026
- Interactive Brokers $2.7M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗