Ryan Heritage, Llp
- Regulatory AUM
- $18.8M
- Discretionary
- $18.8M
- Clients
- 1
- Avg AUM / client
- $18.8M
- Accounts
- 6
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $626K | 3.33% |
| Investment companies | 1 | $9.9M | 52.4% |
| Other | 0 | $8.3M | 44.2% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Darling, Stephanie, Lynne | Chief Compliance Officer | Oct 2021 (5y) | Less than 5% | |
| Andrew (Nmn) Dakos | Partner | Feb 2022 (5y) | 50% – 75% | |
| Goldstein, Phillip, Franklin | Partner | Feb 2022 (5y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- J.P. Morgan $8.2M (44% of AUM) Mar 2026
- Charles Schwab & Co. $586K (2% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗