Sora Investors Llc
- Regulatory AUM
- $2.6B
- Discretionary
- $2.6B
- Clients
- 4
- Avg AUM / client
- $651M
- Accounts
- 4
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 28, 2026
Investments (13F portfolio — 77 positions, $1,085,857,074)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Asml Hldg Nv | N Y REGISTRY SHS | $49,224,692 | 37,268 | 4.53% | 1.89% |
| 2 | Amazon Com Inc | COM | $43,854,997 | 210,568 | 4.04% | 1.68% |
| 3 | Microsoft Corp | COM | $42,302,287 | 114,278 | 3.9% | 1.63% |
| 4 | Advanced Energy Inds | COM | $38,811,686 | 120,268 | 3.57% | 1.49% |
| 5 | Mks Inc. | COM | $37,404,335 | 162,762 | 3.44% | 1.44% |
| 6 | Synopsys Inc | COM | $36,284,264 | 91,516 | 3.34% | 1.39% |
| 7 | Intuit | COM | $31,553,363 | 72,976 | 2.91% | 1.21% |
| 8 | Verisign Inc | COM | $28,735,500 | 115,701 | 2.65% | 1.1% |
| 9 | Meta Platforms Inc | CL A | $27,380,998 | 47,858 | 2.52% | 1.05% |
| 10 | S&P Global Inc | COM | $27,347,661 | 64,296 | 2.52% | 1.05% |
| 11 | Monolithic Pwr Sys Inc | COM | $26,880,010 | 24,585 | 2.48% | 1.03% |
| 12 | Semtech Corp | COM | $26,453,774 | 344,047 | 2.44% | 1.02% |
| 13 | Airbnb Inc | COM CL A | $25,418,522 | 201,287 | 2.34% | 0.98% |
| 14 | Cisco Sys Inc | COM | $24,023,571 | 309,622 | 2.21% | 0.92% |
| 15 | Take Two Interactive Softwar | COM | $23,982,228 | 121,429 | 2.21% | 0.92% |
| 16 | Seagate Technology Hldngs Pl | ORD SHS | $23,639,582 | 60,342 | 2.18% | 0.91% |
| 17 | Mastercard Incorporated | CL A | $22,839,958 | 45,711 | 2.1% | 0.88% |
| 18 | T Mobile Us Inc | COM | $22,504,084 | 107,147 | 2.07% | 0.86% |
| 19 | Visa Inc | COM CL A | $21,588,399 | 71,428 | 1.99% | 0.83% |
| 20 | Coherent Corp | COM | $20,477,961 | 85,966 | 1.89% | 0.79% |
| 21 | First Solar Inc | COM | $18,824,916 | 95,432 | 1.73% | 0.72% |
| 22 | Equinix Inc | COM | $18,479,484 | 18,852 | 1.7% | 0.71% |
| 23 | Motorola Solutions Inc | COM NEW | $18,136,908 | 41,793 | 1.67% | 0.7% |
| 24 | Global Pmts Inc | COM | $18,019,844 | 267,754 | 1.66% | 0.69% |
| 25 | Transunion | COM | $17,791,586 | 257,141 | 1.64% | 0.68% |
Top 25 of 77 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $2.6B | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ge, Larry, Yilei | Portfolio Manager And Partner | Sep 2021 (5y) | Less than 5% | |
| Richter, Karl, K | Chief Investment Officer And Managing Partner | Sep 2021 (5y) | ≈ 56.25% – 100% via Sora Investment Management Lp | |
| Wunsch, Jenell, Kim | Chief Compliance Officer And Head Of Operations | Sep 2021 (5y) | Less than 5% | |
| Shah, Samir | Partner | Nov 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sora Investment Management Lp | Sole Owner | Sep 2021 | A | 75% or more |
| Sora Investment Management Gp Llc | General Partner | Sep 2021 | B | GP / trustee / elected manager of Sora Investment Management Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Richter, Karl, K: 75% – 100% of Sora Investment Management Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/28/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • EXPENSE REIMBURSEMENT
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 28, 2026.
View current Form ADV (SEC/IAPD) ↗