Caltier Advisors, Llc
- Regulatory AUM
- $6.9M
- Discretionary
- $0
- Clients
- 2,304
- Avg AUM / client
- $3.0K
- Accounts
- 2,304
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,304 | $6.9M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Belcher, Matthew, David | Executive Officer | Nov 2021 (5y) | Less than 5% | |
| Hook, Travis, Curran | Executive Officer | Nov 2021 (5y) | Less than 5% | |
| Jones, James, Alfred | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% | |
| Smith, Parker, Andrew | Executive Officer | Nov 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Caltier Inc. | Manager | Nov 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 10/20/2025 | 978 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Prime Trust, Llc $1.5M (50% of AUM) Jun 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 20, 2025.
View current Form ADV (SEC/IAPD) ↗