Ascend Interplay, Llc
- Regulatory AUM
- $390M
- Discretionary
- $0
- Clients
- 19
- Avg AUM / client
- $20.5M
- Accounts
- 19
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 19 | $390M | 100.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Peter Davis | Partner | Sep 2021 (5y) | 50% – 75% | |
| Tung, Kevin, Wen Jeng | Partner | Sep 2021 (5y) | 10% – 25% | |
| Chris Yubo Zhang | Cio/Partner | Mar 2022 (4y) | Less than 5% | |
| Andrew Joseph Leahy | Director And Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Miho Rachel Common | Registered representative | Mar 2023 (3y) | ||
| Edward Jin Kim | Registered representative | Apr 2025 (1y) | ||
| Edward Talbot Doherty | Registered representative | Jul 2025 (1y) | ||
| Eli Graham | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $73.5M (19% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗