Doubleline Etf Adviser Lp
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 9
- Avg AUM / client
- $236M
- Accounts
- 9
- Employees
- 259
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 9 | $2.1B | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sherman, Jeffrey, John | President | Oct 2021 (5y) | ≈ 0% – 2.5% via Doubleline Etf Gp Llc | |
| Guia, Youse, Enrique | Chief Compliance Officer | Dec 2021 (5y) | Less than 5% | |
| Lariscy, Earl, Allan | Member | Apr 2022 (4y) | ≈ 0% – 2.5% via Doubleline Etf Gp Llc | |
| Redell, Ronald, Robert | Member | Apr 2022 (4y) | ≈ 0% – 2.5% via Doubleline Etf Gp Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Doubleline Etf Holdings Lp | Limited Partner | Dec 2021 | A | 75% or more |
| Barclays Unquoted Investments Limited | Limited Partner | Apr 2022 | A | 5% – 10% |
| Doubleline Etf Gp Llc | General Partner | Sep 2021 | A | Less than 5% |
| Barclays Equity Holdings Limited | Shareholder | Jul 2018 | B | ≈ 3.75% – 10% via Barclays Unquoted Investments Limited |
| Barclays Principal Investments Limited | Shareholder | Aug 2018 | B | ≈ 2.81% – 10% via Barclays Equity Holdings Limited |
| Barclays Plc | Shareholder | Aug 2018 | B | ≈ 2.11% – 10% via Barclays Principal Investments Limited |
| Lab2 Lp | Limited Partner | Apr 2022 | B | ≈ 18.75% – 50% via Doubleline Etf Holdings Lp |
| Doubleline Etf Gp Llc | General Partner | Dec 2021 | B | GP / trustee / elected manager of Doubleline Etf Holdings Lp (indirect) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sherman, Jeffrey, John: 25% – 50% of Doubleline Etf Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Lariscy, Earl, Allan: 25% – 50% of Doubleline Etf Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Redell, Ronald, Robert: 25% – 50% of Doubleline Etf Gp Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Barclays Equity Holdings Limited: 75% – 100% of Barclays Unquoted Investments Limited × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Barclays Principal Investments Limited: 75% – 100% of Barclays Equity Holdings Limited × 75% – 100% of Barclays Unquoted Investments Limited × 5% – 10% direct ≈ 2.81% – 10% of the firm
- Barclays Plc: 75% – 100% of Barclays Principal Investments Limited × 75% – 100% of Barclays Equity Holdings Limited × 75% – 100% of Barclays Unquoted Investments Limited × 5% – 10% direct ≈ 2.11% – 10% of the firm
- Lab2 Lp: 25% – 50% of Doubleline Etf Holdings Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗