Pinestone Asset Management Inc.
- Regulatory AUM
- $54.1B
- Discretionary
- $50.5B
- Clients
- 95
- Avg AUM / client
- $570M
- Accounts
- 99
- Employees
- 46
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 44 positions, $16,190,525,118)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Taiwan Semiconductor Manufac | SPONSORED ADS | $2,368,744,335 | 4,959,994 | 14.6% | 4.38% |
| 2 | Alphabet Inc | CAP STK CL A | $1,646,696,991 | 4,607,821 | 10.2% | 3.04% |
| 3 | Moodys Corp | COM | $1,034,451,616 | 2,283,961 | 6.39% | 1.91% |
| 4 | Microsoft Corp | COM | $964,885,985 | 2,586,687 | 5.96% | 1.78% |
| 5 | Mastercard Incorporated | CL A | $940,921,363 | 1,832,012 | 5.81% | 1.74% |
| 6 | Autozone Inc | COM | $780,640,304 | 244,260 | 4.82% | 1.44% |
| 7 | Amazon Com Inc | COM | $662,299,192 | 2,778,800 | 4.09% | 1.22% |
| 8 | Kla Corp | COM NEW | $654,620,187 | 2,169,700 | 4.04% | 1.21% |
| 9 | Cme Group Inc | COM | $600,513,398 | 2,719,347 | 3.71% | 1.11% |
| 10 | Tjx Cos Inc New | COM | $568,783,268 | 3,754,345 | 3.51% | 1.05% |
| 11 | Sherwin Williams Co | COM | $538,732,713 | 1,564,628 | 3.33% | 1.0% |
| 12 | Msci Inc | COM | $528,425,742 | 943,550 | 3.26% | 0.98% |
| 13 | Carrier Global Corporation | COM | $464,555,477 | 6,333,408 | 2.87% | 0.86% |
| 14 | Johnson & Johnson | COM | $440,344,361 | 1,733,844 | 2.72% | 0.81% |
| 15 | Mettler Toledo International | COM | $416,621,561 | 326,120 | 2.57% | 0.77% |
| 16 | Linde Plc | SHS | $399,471,190 | 769,783 | 2.47% | 0.74% |
| 17 | Analog Devices Inc | COM | $351,095,500 | 883,993 | 2.17% | 0.65% |
| 18 | Unitedhealth Group Inc | COM | $335,630,369 | 807,522 | 2.07% | 0.62% |
| 19 | Otis Worldwide Corp | COM | $307,196,506 | 4,290,454 | 1.9% | 0.57% |
| 20 | Pepsico Inc | COM | $295,504,813 | 2,182,458 | 1.83% | 0.55% |
| 21 | S&P Global Inc | COM | $269,290,494 | 661,225 | 1.66% | 0.5% |
| 22 | Aon Plc | SHS CL A | $265,117,495 | 799,293 | 1.64% | 0.49% |
| 23 | Canadian Natl Ry Co | COM | $242,576,490 | 2,034,355 | 1.5% | 0.45% |
| 24 | Graco Inc | COM | $240,877,506 | 3,185,789 | 1.49% | 0.44% |
| 25 | Copart Inc | COM | $223,087,400 | 7,913,707 | 1.38% | 0.41% |
Top 25 of 44 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 7 | $3.8B | 6.97% |
| Pooled investment vehicles (non-investment companies) | 49 | $35.4B | 65.4% |
| Pension and profit sharing plans | 12 | $4.8B | 8.78% |
| Charitable organizations | Fewer than 5 clients | $13.7M | 0.03% |
| State or municipal government entities | 8 | $4.3B | 7.86% |
| Other investment advisers | 10 | $4.3B | 7.97% |
| Corporations and other businesses | Fewer than 5 clients | $292M | 0.54% |
| Other | 9 | $1.3B | 2.47% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $450M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pinestone Global Equity Fund Llc | Other Private Fund | Delaware | $309M | 10 |
| The Pinestone Interntional Equity Fund Llc | Other Private Fund | Delaware | $141M | 5 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rizk, Nadim, Victor | Chief Executive Officer, Chief Investment Officer, Shareholder, President, Director | Mar 2021 (5y) | 75% or more | |
| Huot, Audrey, (Nmn) | Chief Financial Officer | Oct 2021 (5y) | Less than 5% | |
| Doumani, David, Leslie Charles | Chief Compliance Officer | Dec 2021 (5y) | Less than 5% | |
| Gourde, Claudia, Colombe Marie | Chief Operating Officer & Chief Legal Officer | Feb 2024 (3y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $450M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pinestone Global Equity Fund Llc | Other Private Fund | $309M | $10.0M | 10 |
| The Pinestone Interntional Equity Fund Llc | Other Private Fund | $141M | $10.0M | 5 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PERCENTAGE OF REVENUES
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Bank Trust $6.9B (17% of AUM) May 2023
- State Street $5.3B (10% of AUM) Mar 2026
- BNY Mellon $2.9B (5% of AUM) Mar 2026
- Brown Brothers Harriman & Co. $1.8B (3% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗