Sun Global Llc
- Regulatory AUM
- $7.4M
- Discretionary
- $7.4M
- Clients
- 19
- Avg AUM / client
- $392K
- Accounts
- 20
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $2.7M | 36.5% |
| High net worth individuals | 11 | $4.4M | 58.9% |
| Pension and profit sharing plans | 1 | $124K | 1.66% |
| Corporations and other businesses | 1 | $222K | 2.98% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Yongsheng Xu | Managing Member & Chief Compliance Officer | Oct 2021 (5y) | 75% or more | |
| Qin Zhang | Registered representative | Jul 2024 (2y) | ||
| Ning Tang | Registered representative | Jan 2026 (1y) | ||
| Lin Fei | Registered representative | Apr 2026 (0y) | ||
| Yongyi Fan | Registered representative | Jun 2026 (0y) | ||
| Michael Peng | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $5.6M (75% of AUM) Jul 2026
- Lincoln Financial Securities Corporation $446K (19% of AUM) Mar 2024
- Jackson National Life Distributors Llc $333K (15% of AUM) Mar 2024
- Allianz Life $277K (12% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.
View current Form ADV (SEC/IAPD) ↗