Oac Capital Advisors Llc
- Regulatory AUM
- $212M
- Discretionary
- $92.4M
- Clients
- 31
- Avg AUM / client
- $6.8M
- Accounts
- 64
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $1.7M | 0.82% |
| High net worth individuals | 6 | $13.5M | 6.38% |
| Corporations and other businesses | 21 | $197M | 92.8% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $45.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Global Trading Spc | Hedge Fund | Cayman Islands | $45.3M | 2 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Englert Hein | Administrative / Executive Manager / Ceo | CFP CFA | Nov 1997 (29y) | ≈ 10.55% – 50% via The Benjamin E. Hein M&A Living Trust U/A/D 11/12/1997 |
| Corsetti, Nicola, Angelo | Admin & Executive Manager | Apr 2020 (6y) | 10% – 25% | |
| Penn, Clement, Anthony John | Cco | Apr 2020 (6y) | Less than 5% | |
| Seguin, Paul Martin | Admin & Executive Manager | Apr 2020 (6y) | Less than 5% | |
| Anita Bustos | Registered representative | Mar 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Octogone Advisors (Cayman) Ltd. | Owner | Mar 2021 | A | 75% or more |
| The Benjamin E. Hein M&A Living Trust U/A/D 11/12/1997 | Shareholder | Apr 2014 | B | ≈ 14.06% – 50% via Doppelmoppel & Bekloppel Llc |
| Doppelmoppel & Bekloppel Llc | Shareholder | Mar 2021 | B | ≈ 18.75% – 50% via Octogone Advisors (Cayman) Ltd. |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Benjamin Englert Hein: 75% – 100% of The Benjamin E. Hein M&A Living Trust U/A/D 11/12/1997 × 75% – 100% of Doppelmoppel & Bekloppel Llc × 25% – 50% of Octogone Advisors (Cayman) Ltd. × 75% – 100% direct ≈ 10.55% – 50% of the firm
- The Benjamin E. Hein M&A Living Trust U/A/D 11/12/1997: 75% – 100% of Doppelmoppel & Bekloppel Llc × 25% – 50% of Octogone Advisors (Cayman) Ltd. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Doppelmoppel & Bekloppel Llc: 25% – 50% of Octogone Advisors (Cayman) Ltd. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $45.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Global Trading Spc | Hedge Fund | $45.3M | $100K | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $71.8M (34% of AUM) Mar 2026
- Efg Bank (Luxembourg) Sa $38.9M (24% of AUM) Mar 2024
- Morgan Stanley $37.6M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗