Foundation Wealth & Tax Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 317596
· Annapolis, MD
· www.linkedin.com
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ADV data as of Jun 04, 2026
- Regulatory AUM
- $85.0M
- Discretionary
- $80.6M
- Clients
- 103
- Avg AUM / client
- $825K
- Accounts
- 268
- Employees
- 10
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 60 | $19.2M | 22.5% |
| High net worth individuals | 33 | $48.5M | 57.0% |
| Pension and profit sharing plans | 10 | $17.4M | 20.4% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Robert Costa | Registered representative | CFP | Feb 2022 (4y) | |
| Alexander Vasilis Halavazis | Registered representative | Mar 2022 (4y) | ||
| Christopher Joseph Williams | Registered representative | CFP | Aug 2023 (3y) | |
| Glen Edward Frost | Registered representative | CFP | Aug 2023 (3y) | |
| Joseph Thomas Hill | Registered representative | Aug 2023 (3y) | ||
| Graham Patrick Mull | Registered representative | CFP | Dec 2023 (3y) | |
| David Mathew Staab | Registered representative | May 2025 (1y) | ||
| Scott Lee Shively | Registered representative | CFP | Oct 2025 (1y) | |
| Allen Kellam Ayers | Registered representative | CFP | Jan 2026 (1y) | |
| John Anthony Faggio | Registered representative | CFP | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/04/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $67.6M (79% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.
View current Form ADV (SEC/IAPD) ↗