Uhy Wealth Management Ria Llc
- Regulatory AUM
- $103M
- Discretionary
- $45.0M
- Clients
- 89
- Avg AUM / client
- $1.2M
- Accounts
- 90
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $1.3M | 1.24% |
| High net worth individuals | 81 | $43.7M | 42.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $57.6M | 56.1% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Mcdonald Megenity | Registered representative | Jul 2024 (2y) | ||
| Daniel James Laginess | Registered representative | Dec 2025 (1y) | ||
| Lydia Teeple | Registered representative | Mar 2026 (0y) | ||
| Norbert Charles Martz | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Trevor Douglas Cope | Registered representative | Mar 2026 (0y) | ||
| Ryan Andrew Howarth | Registered representative | Apr 2026 (0y) | ||
| Amal Hagisufi | Registered representative | Apr 2026 (0y) | ||
| Felicity Di Pisa | Registered representative | Apr 2026 (0y) | ||
| Shaun Edusada | Registered representative | Apr 2026 (0y) | ||
| Kevin Scott Stempin | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 1.52 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Empower Financial Services, Inc. $57.6M (56% of AUM) Apr 2026
- Charles Schwab & Co. $45.0M (44% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗