Ddfg, Inc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 317862
· SEC file 801-122983
· Thousand Oaks, CA
· www.facebook.com
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ADV data as of Apr 08, 2026
- Regulatory AUM
- $568M
- Discretionary
- $568M
- Clients
- 347
- Avg AUM / client
- $1.6M
- Accounts
- 1,100
- Employees
- 8
AUM over time
$0
$568M
Dec 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 201 | $90.8M | 16.0% |
| High net worth individuals | 146 | $477M | 84.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Patrick Harrington | Partner | CFP Chartered Financial Consultant | Feb 2022 (5y) | 50% – 75% |
| Dean Azad Solomon | Partner | CFP | Feb 2022 (5y) | 50% – 75% |
| Kasting, Jonathan, G | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Andrew Taylor Price | Registered representative | Feb 2022 (4y) | ||
| Anna Bogorodchenko | Registered representative | Jun 2025 (1y) | ||
| Jack Robert Harrington | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Investments $568M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.
View current Form ADV (SEC/IAPD) ↗