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Wealth Manager · Small ($100M–$1B)
CRD 317867
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ADV data as of Mar 13, 2026
- Regulatory AUM
- $292M
- Discretionary
- $90.9M
- Clients
- 319
- Avg AUM / client
- $916K
- Accounts
- 998
- Employees
- 2
AUM over time
$0
$292M
Dec 1, 2021
Mar 13, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 241 | $73.5M | 25.2% |
| High net worth individuals | 75 | $213M | 72.9% |
| Pension and profit sharing plans | 3 | $5.6M | 1.91% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Raymond James $286M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.