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Wealth Manager · Boutique (under $100M)
CRD 317938
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ADV data as of Oct 03, 2025
- Regulatory AUM
- $557K
- Discretionary
- $557K
- Clients
- 428
- Avg AUM / client
- $1.3K
- Accounts
- 472
- Employees
- 6
AUM over time
$0
$557K
Dec 2021
Oct 2025
Annual snapshots from Form ADV filings · as of Oct 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 428 | $557K | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Rqd* Clearing, Llc $557K (100% of AUM) Oct 2025
- Alpaca Securities Llc $57.7K (84% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 03, 2025.