Whittier Advisors, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 30
- Avg AUM / client
- $63.1M
- Accounts
- 30
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 23 | $71.2M | 3.76% |
| Investment companies | 3 | $1.5B | 78.6% |
| Charitable organizations | 2 | $8.4M | 0.44% |
| Corporations and other businesses | 2 | $325M | 17.2% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dahl, David | Chief Executive Officer | Sep 2021 (5y) | Less than 5% | |
| Mccarthy, Timothy, Kelley | Board Member | Sep 2021 (5y) | Less than 5% | |
| Mcguinness, Liam, James | Chief Financial Officer | Sep 2021 (5y) | Less than 5% | |
| Renken, Robert | Chief Legal Officer | Sep 2021 (5y) | Less than 5% | |
| Silsby, J., Caleb | Board Member | Sep 2021 (5y) | Less than 5% | |
| Slate, Heather, Nicole | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Christopher Bouffier | Registered representative | May 2025 (1y) | ||
| Harley Travis Moore | Registered representative | CFA | Jun 2025 (1y) | |
| Mason Lane Carpenter | Registered representative | CFA | Jun 2025 (1y) | |
| Joseph Anthony Puritt | Registered representative | Nov 2025 (1y) | ||
| Hayden Beckett Jankoski | Registered representative | Dec 2025 (1y) | ||
| Matthew Scott Albrecht | Registered representative | Jan 2026 (1y) | ||
| Natalie Rose Anselmo | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Whittier Holdings, Inc. | Owner | Sep 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $211M (11% of AUM) Jul 2026
- Charles Schwab & Co. $210M (11% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗