Total Solutions Enterprise Llc
- Regulatory AUM
- $316M
- Discretionary
- $291M
- Clients
- 215
- Avg AUM / client
- $1.5M
- Accounts
- 696
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 78 | $30.4M | 9.64% |
| High net worth individuals | 112 | $251M | 79.4% |
| Pension and profit sharing plans | 7 | $23.1M | 7.31% |
| Charitable organizations | 2 | $736K | 0.23% |
| Corporations and other businesses | 16 | $10.6M | 3.37% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Blair Thompson | President, Cco | Jan 2020 (7y) | ≈ 56.25% – 100% via Total Solutions Enterprise Holdings, Llc | |
| Lori Fleischhacker Copeland | Registered representative | Mar 2023 (3y) | ||
| Thomas J Randt | Registered representative | Oct 2024 (2y) | ||
| Matthew A Novak | Registered representative | CFP | Apr 2025 (1y) | |
| Ori Elyse Boucvalt | Registered representative | Jul 2025 (1y) | ||
| Jamie Myers Esler | Registered representative | CFP | Jun 2026 (0y) | |
| Joseph Bear Bogdan | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Total Solutions Enterprise Holdings, Llc | Owner | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Blair Thompson: 75% – 100% of Total Solutions Enterprise Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING THEM, COPELAND ACCEPTED AND CONSENTED TO FINRA'S FINDING THAT COPELAND REFUSED TO PROVIDE DOCUMENTS AND INFORMATION REQUESTED PURSUANT TO FINRA RULE 8210, IN VIOLATION OF FINRA RULES 8210 AND 2010. Status: Final Sanction Detail: A BAR FROM ASSOCIATING WITH ANY FINRA MEMBER IN ALL CAPACITIES. Summary: WITHOUT ADMITTING OR DENYING THEM, COPELAND ACCEPTED AND CONSENTED TO FINRA'S FINDING THAT COPELAND REFUSED TO PROVIDE DOCUMENTS AND INFORMATION REQUESTED PURSUANT TO FINRA RULE 8210, IN VIOLATION OF FINRA RULES 8210 AND 2010 AND ACCEPTED A BAR FROM ASSOCIATING WITH ANY FINRA MEMBER IN ALL CAPACITIES.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $272M (86% of AUM) Jul 2026
- Ira Club $13.5M (4% of AUM) Apr 2026
- Community National Bank $1.9M (1% of AUM) Apr 2026
- Interactive Brokers $1.4M (0% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗