Axxes Advisors Llc
SEC-registered
Mutual Fund / Asset Manager · Boutique (under $100M)
CRD 318039
· SEC file 801-126433
· Coral Gables, FL
· www.linkedin.com
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $100K
- Discretionary
- $0
- Clients
- 1
- Avg AUM / client
- $100K
- Accounts
- 1
- Employees
- 10
AUM over time
$0
$100K
Jul 22, 2022
Apr 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $100K | 100.0% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dagrosa, Joseph, Edward | Manager | Nov 2021 (5y) | ≈ 7.51% – 100% via Jdgr Holdings Llc | |
| Jerry, Karrie, Jean | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% | |
| Roy, John, Parker | Chief Revenue Officer | May 2022 (4y) | Less than 5% | |
| Kaplan, Adam, Lawrence | Chief Administrative Officer | Jun 2022 (4y) | Less than 5% | |
| Bachman, Gary, J | Chief Financial Officer | Apr 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Axxes Capital Inc. | Member | Dec 2021 | A | 75% or more |
| Axxes Fund Solutions Llc | Member | Sep 2023 | A | 75% or more |
| Axxes Partners Llc | Member | Dec 2021 | B | ≈ 56.25% – 100% via Axxes Capital Inc. |
| Dcp Axxes Partners Llc | Member | Dec 2021 | B | ≈ 42.19% – 100% via Axxes Partners Llc |
| Dagrosa Capital Partners Llc | Member | Dec 2021 | B | ≈ 31.64% – 100% via Dcp Axxes Partners Llc |
| Dagrosa Private Capital Partners Llc | Member | Dec 2021 | B | ≈ 23.73% – 100% via Dagrosa Capital Partners Llc |
| Dagrosa Capital Llc | Manager | Dec 2021 | B | ≈ 17.8% – 100% via Dagrosa Private Capital Partners Llc |
| Dagrosa Enterprises Llc | Manager | Dec 2021 | B | ≈ 13.35% – 100% via Dagrosa Capital Llc |
| Jdgr Holdings Llc | Manager | Dec 2021 | B | ≈ 10.01% – 100% via Dagrosa Enterprises Llc |
Estimated effective ownership (look-through of filed bands):
- Dagrosa, Joseph, Edward: 75% – 100% of Jdgr Holdings Llc × 75% – 100% of Dagrosa Enterprises Llc × 75% – 100% of Dagrosa Capital Llc × 75% – 100% of Dagrosa Private Capital Partners Llc × 75% – 100% of Dagrosa Capital Partners Llc × 75% – 100% of Dcp Axxes Partners Llc × 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 7.51% – 100% of the firm
- Axxes Partners Llc: 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Dcp Axxes Partners Llc: 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Dagrosa Capital Partners Llc: 75% – 100% of Dcp Axxes Partners Llc × 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Dagrosa Private Capital Partners Llc: 75% – 100% of Dagrosa Capital Partners Llc × 75% – 100% of Dcp Axxes Partners Llc × 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Dagrosa Capital Llc: 75% – 100% of Dagrosa Private Capital Partners Llc × 75% – 100% of Dagrosa Capital Partners Llc × 75% – 100% of Dcp Axxes Partners Llc × 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Dagrosa Enterprises Llc: 75% – 100% of Dagrosa Capital Llc × 75% – 100% of Dagrosa Private Capital Partners Llc × 75% – 100% of Dagrosa Capital Partners Llc × 75% – 100% of Dcp Axxes Partners Llc × 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Jdgr Holdings Llc: 75% – 100% of Dagrosa Enterprises Llc × 75% – 100% of Dagrosa Capital Llc × 75% – 100% of Dagrosa Private Capital Partners Llc × 75% – 100% of Dagrosa Capital Partners Llc × 75% – 100% of Dcp Axxes Partners Llc × 75% – 100% of Axxes Partners Llc × 75% – 100% of Axxes Capital Inc. × 75% – 100% direct ≈ 10.01% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 2.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗