Ascentis Asset Management, Llc
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Robert Catone | Member | Nov 2018 (8y) | ≈ 18.75% – 50% via Golden State Asset Management, Llc | |
| John Emile Nahas | Member | Nov 2018 (8y) | ≈ 18.75% – 50% via Golden State Asset Management, Llc | |
| Kyle Fairall | Member | Nov 2018 (8y) | ≈ 18.75% – 50% via Golden State Asset Management, Llc | |
| Patrick Michael Jeffs Catone | Member | Nov 2018 (8y) | ≈ 18.75% – 50% via Golden State Asset Management, Llc | |
| Max Andrew Rockwell | Registered representative | Aug 2023 (3y) | ||
| David Edward Leighton | Registered representative | Jan 2025 (2y) | ||
| John David Pak | Registered representative | Mar 2025 (1y) | ||
| Catherine Gaynell Bailey | Registered representative | Sep 2025 (1y) | ||
| Matthew Thomas Catone | Registered representative | Sep 2025 (1y) | ||
| Kimberly T Abmeyer | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Douglas Michael Wood | Registered representative | CFP | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Golden State Asset Management, Llc | Manager | Dec 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Daniel Robert Catone: 25% – 50% of Golden State Asset Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- John Emile Nahas: 25% – 50% of Golden State Asset Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Kyle Fairall: 25% – 50% of Golden State Asset Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Patrick Michael Jeffs Catone: 25% – 50% of Golden State Asset Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- LPL Financial $296M (53% of AUM) Sep 2025
- Raymond James $242M (43% of AUM) Sep 2025
- Charles Schwab & Co. $18.7M (4% of AUM) Jul 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗