Public Advisors Llc
- Regulatory AUM
- $18.8M
- Discretionary
- $18.8M
- Clients
- 4,521
- Avg AUM / client
- $4.2K
- Accounts
- 4,521
- Employees
- 44
AUM over time
Annual snapshots from Form ADV filings · as of Mar 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,548 | $9.3M | 49.7% |
| High net worth individuals | 973 | $9.5M | 50.3% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Verlinde, Emily, Ann | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Maria Keith | Registered representative | Nov 2023 (3y) | ||
| Austin Mc Clure | Registered representative | Aug 2025 (1y) | ||
| Jonathan J Lopez | Registered representative | Aug 2025 (1y) | ||
| Trent Arthur Moran | Registered representative | Oct 2025 (1y) | ||
| Eric Didier Richaudeau | Registered representative | Oct 2025 (1y) | ||
| Michael Percy | Registered representative | Jan 2026 (1y) | ||
| Stephen William Sikes | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Public.Com | Member | Jan 2022 | A | 75% or more |
| Public Holdings, Inc. | Member | Jan 2022 | B | ≈ 56.25% – 100% via Public.Com |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Public Holdings, Inc.: 75% – 100% of Public.Com × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: NASD RULES 1050, 2110 AND 2711. RESPONDENT TACONIC CAPITAL GROUP, INC. PERMITTED A PRINCIPAL TO ISSUE A RESEARCH REPORT WHEN THE PRINCIPAL WAS NOT REGISTERED AS A RESEARCH ANALYST. TACONIC DID NOT FILE THE ANNUAL ATTESTATION RELATING TO ITS ADOPTION AND IMPLEMENTATION OF RESEARCH-RELATED WRITTEN SUPERVISORY PROCEDURES. Status: Final Sanction Detail: $1,000.00 FINE TO BE PAID BY FIRM IN OCTOBER 2009. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, TACONIC CONSENTED TO THE DESCRIBED SANCTIONS AND TO THE ENTRY OF FINDINGS; THEREFORE, THE FIRM IS CENSURED AND FINED $1,000.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Apex Clearing $18.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗