Gambit Capital Management, Llc
- Regulatory AUM
- $167M
- Discretionary
- $164M
- Clients
- 107
- Avg AUM / client
- $1.6M
- Accounts
- 381
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 58 | $16.4M | 9.8% |
| High net worth individuals | 49 | $149M | 88.9% |
| Corporations and other businesses | Fewer than 5 clients | $2.1M | 1.26% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel John Powers | Registered representative | CFA | Mar 2022 (4y) | |
| Aron Patrick Frank | Registered representative | Mar 2023 (3y) | ||
| Peter Allan Earp | Registered representative | Jan 2024 (3y) | ||
| Tyler Jon Schelhaas | Registered representative | CFP | Jan 2024 (3y) | |
| Todd Christopher Stueve | Registered representative | May 2025 (1y) | ||
| Anthony Ressie | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $167M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗