Bleakley Financial Group, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 318366
· SEC file 801-123232
· Parsippany, NJ
· www.linkedin.com
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ADV data as of Jul 14, 2026
- Regulatory AUM
- $15.1B
- Discretionary
- $14.5B
- Clients
- 8,647
- Avg AUM / client
- $1.7M
- Accounts
- 28,204
- Employees
- 205
AUM over time
$0
$15.1B
Dec 2021
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,524 | $1.9B | 12.8% |
| High net worth individuals | 2,934 | $12.5B | 82.3% |
| Pension and profit sharing plans | 167 | $642M | 4.24% |
| Charitable organizations | Fewer than 5 clients | $1.1M | 0.01% |
| Corporations and other businesses | 22 | $95.6M | 0.63% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Foley & Lardner Llp Defined Contribution Retirement Plan Foley & Lardner Llp | 2024 | |
| Bam! Pizza Management, Inc. 401(k) Plan Bam! Pizza Management, Inc. | 2024 | |
| Dla Piper Llp (Us) Profit Sharing And 401(k) Savings Plan Dla Piper Llp (Us) | 2024 | |
| Genesis Corp. 401(k) Employees Savings Plan Genesis Corp. | 2024 | |
| Sml (Usa) Inc. 401(k) Plan Sml (Usa), Inc. | 2024 | |
| Tidewater Physicians Multispecialty Group, P.C. 401(k) Plan Tidewater Physicians Multispecialty Group, P.C. | 2024 | |
| Azperio 401(k) Plan Azperio | 2024 | |
| Seyfarth Shaw Llp 401(k) Savings And Retirement Plan Seyfarth Shaw Llp | 2024 | |
| Stone Source 401(k) Profit Sharing Plan Stone Source, Llc. | 2024 | |
| Brown Rudnick Llp 401 K Profit Sharing Plan A Brown Rudnick Llp | 2024 | |
| Schlesinger Global, Llc 401(k) Profit Sharing Plan Schlesinger Central Processing Services, Llc | 2024 |
People (113)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andy Mark Schwartz | Member | CFP | Nov 2014 (12y) | ≈ 9.38% – 37.5% via Bleakley Employee Aggregator Llc |
| John David Cooney | Member | Nov 2014 (12y) | Less than 5% | |
| Scott David Schwartz | Member | CFP | Nov 2014 (12y) | Less than 5% |
| Peter David Boockvar | Chief Investment Officer | Jan 2018 (9y) | Less than 5% | |
| Michael Ian Axelrod | Member | Apr 2020 (6y) | Less than 5% | |
| Vincent John Nauheimer | Chief Operating Officer | Jul 2022 (4y) | Less than 5% | |
| Hayes, Patrick, Daniel | Chief Legal Officer | Feb 2024 (3y) | Less than 5% | |
| Craig Barry Weiss | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Duran, Joseph, John | Member | Aug 2024 (2y) | Less than 5% | |
| Groff, Jeremy, Robert | Chief Financial Officer | Sep 2024 (2y) | Less than 5% | |
| Drew Edward Besonson | Registered representative | Mar 2022 (4y) | ||
| Paul Edward Kadesch | Registered representative | Apr 2022 (4y) | ||
| Mary Grace Lundstrom | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| David Lawrence Mandelbaum | Registered representative | Jun 2022 (4y) | ||
| Joseph Sreshta | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| Samuel B Urso | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| David Andrew Schwartz | Registered representative | Jun 2022 (4y) | ||
| David M Mecca | Registered representative | CFP | Jun 2022 (4y) | |
| Michael John Mckiernan | Registered representative | Jun 2022 (4y) | ||
| Michelle Patricia Mackin | Registered representative | Jun 2022 (4y) | ||
| Stephen Carey Goldenring | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| Christopher Joseph Cella | Registered representative | Jun 2022 (4y) | ||
| Daniel J Aguanno | Registered representative | CFP | Jun 2022 (4y) | |
| Francis N Lepore | Registered representative | Jun 2022 (4y) | ||
| John Robert Mara | Registered representative | Jun 2022 (4y) | ||
| Philip Allen Roberts | Registered representative | Jun 2022 (4y) | ||
| Richard Gordon Wright | Registered representative | CFP | Jun 2022 (4y) | |
| Robert John Schwartz | Registered representative | Jun 2022 (4y) | ||
| Stephen Barrett Stone | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| Adam D Puskar | Registered representative | Jun 2022 (4y) | ||
| Kevin Luke Hittinger | Registered representative | Chartered Financial Consultant | Jun 2022 (4y) | |
| Stephen A Kuhn | Registered representative | Jun 2022 (4y) | ||
| John Hume Voigt | Registered representative | CFP | Jul 2022 (4y) | |
| Jon Peter Betlow | Registered representative | CFP Chartered Financial Consultant | Jul 2022 (4y) | |
| Jonathan Guerrieri | Registered representative | CFP | Jul 2022 (4y) | |
| Joshua Loree Lewis | Registered representative | Jul 2022 (4y) | ||
| Laurence Todd Celniker | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| Lyle Gordon Weintraub | Registered representative | CFP | Jul 2022 (4y) | |
| Mark Jeffrey Feldman | Registered representative | CFP | Jul 2022 (4y) | |
| Michael Anthony Klein | Registered representative | CFP | Jul 2022 (4y) | |
| Michael J Albertine | Registered representative | Jul 2022 (4y) | ||
| John Solon Patterson | Registered representative | CFP | Jul 2022 (4y) | |
| Amara A Del Serro | Registered representative | Jul 2022 (4y) | ||
| Anthony Kenneth Holden | Registered representative | Jul 2022 (4y) | ||
| Brooke Ashley Hardiman | Registered representative | Jul 2022 (4y) | ||
| Christopher Bukowczyk | Registered representative | Jul 2022 (4y) | ||
| Charles P Young | Registered representative | Jul 2022 (4y) | ||
| Dimitri Austin Grant | Registered representative | Jul 2022 (4y) | ||
| Khagendra Kattel | Registered representative | CFP Chartered Financial Consultant | Jul 2022 (4y) | |
| Kyle Alexander Wesley | Registered representative | Jul 2022 (4y) | ||
| Monica A Pyryt | Registered representative | CFP | Jul 2022 (4y) | |
| Paul Forrest Thompson | Registered representative | CFP | Jul 2022 (4y) | |
| Salvatore Justin Benigno | Registered representative | Jul 2022 (4y) | ||
| Joseph Paul Geslao | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| Louise D'angelo Monti | Registered representative | Jul 2022 (4y) | ||
| Andrew Miles Rosman | Registered representative | CFP | Jul 2022 (4y) | |
| Lyle Stewart Rosman | Registered representative | Jul 2022 (4y) | ||
| Nathan B Barbakoff | Registered representative | Aug 2022 (4y) | ||
| Shaun M Feldeisen | Registered representative | CFP | Aug 2022 (4y) | |
| David Daniel Roberts | Registered representative | CFP | Aug 2022 (4y) | |
| Matthew David Renov | Registered representative | Oct 2022 (4y) | ||
| David Wayne Johnston | Registered representative | CFP | May 2023 (3y) | |
| Dante Gerard Petullo | Registered representative | CFP | Jun 2023 (3y) | |
| Yousef Ali Khan | Registered representative | CFP | Sep 2023 (3y) | |
| Adam Kenneth Johnston | Registered representative | Sep 2023 (3y) | ||
| Jason Edward Klinedinst | Registered representative | Nov 2023 (3y) | ||
| Alexis M Macias | Registered representative | Jun 2024 (2y) | ||
| Adrian Daniel Morales | Registered representative | Aug 2024 (2y) | ||
| Joseph Peter Patterson | Registered representative | Sep 2024 (2y) | ||
| Patrick Sean Torney | Registered representative | Jan 2025 (2y) | ||
| Liberty F Catt | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Karen Helene Hajus | Registered representative | Feb 2025 (1y) | ||
| Max Wilson | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Sean Mc Carthy | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Brian T Toole | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Colin Christopher Smith | Registered representative | CFA | Mar 2025 (1y) | |
| Jeffrey W Miller | Registered representative | Chartered Financial Consultant | Mar 2025 (1y) | |
| Chris Mark Glasscock | Registered representative | Chartered Financial Consultant | Mar 2025 (1y) | |
| Collin David Brown | Registered representative | May 2025 (1y) | ||
| Kyle Peter Matthews | Registered representative | CFA | Jun 2025 (1y) | |
| Kristen Marshall Secor | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Carlos Manuel Noriega | Registered representative | CFP | Aug 2025 (1y) | |
| Shane Mcgill | Registered representative | Sep 2025 (1y) | ||
| Andrew Janusz | Registered representative | CFA | Oct 2025 (1y) | |
| Daniel Anthony De Angelis | Registered representative | CFP | Oct 2025 (1y) | |
| Jason Balogh | Registered representative | CFP | Oct 2025 (1y) | |
| Kevin Michael Spahn | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Kyle A De Raedt | Registered representative | CFP | Oct 2025 (1y) | |
| Steven M Wilder | Registered representative | CFP | Oct 2025 (1y) | |
| Timothy Michael Funke | Registered representative | CFA | Oct 2025 (1y) | |
| Cody Maxwell | Registered representative | CFP | Oct 2025 (1y) | |
| Aron Joshua Corin | Registered representative | CFA | Nov 2025 (1y) | |
| William Henry Spellman | Registered representative | Nov 2025 (1y) | ||
| Amanda M Molina | Registered representative | Nov 2025 (1y) | ||
| Maxwell D Buchanan | Registered representative | CFP | Dec 2025 (1y) | |
| John Mc Laughlin | Registered representative | Jan 2026 (1y) | ||
| Alexis Shaw Miller | Registered representative | Jan 2026 (1y) | ||
| Brian J Eder | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Brady Andrews Arnett | Registered representative | Jan 2026 (1y) | ||
| Christopher T Crubaugh | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Christopher J Koenig | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Ian David Stelter | Registered representative | Jan 2026 (1y) | ||
| Jesse J Bergland | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Sadie Joy Bresnahan | Registered representative | Jan 2026 (1y) | ||
| Tate R Chalmers | Registered representative | CFP | Jan 2026 (1y) | |
| Julianna Akbarova Roberto | Registered representative | CFA | Feb 2026 (0y) | |
| Stephanie Elaine Van Dyke | Registered representative | Mar 2026 (0y) | ||
| Philip David Stroud | Registered representative | CFP | Apr 2026 (0y) | |
| Nicholas Sersun | Registered representative | CFP | Apr 2026 (0y) | |
| Teresa A Payment | Registered representative | Apr 2026 (0y) | ||
| Nicholas Steven Armbrust | Registered representative | Apr 2026 (0y) | ||
| Michael Paul Armstrong | Registered representative | CFP | Apr 2026 (0y) | |
| Adam P Sinoff | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bleakley Holdings, Llc | Managing Member | Aug 2023 | A | 75% or more |
| Rise Growth Partners, Llc | Owner | Aug 2024 | B | ≈ 14.06% – 50% via Rgp Bleakley, Llc |
| Cb Rise Aggregator, L.P. | Owner | Aug 2024 | B | ≈ 10.55% – 50% via Rise Growth Partners, Llc |
| Charlesbank Equity Fund X, Limited Partnership | Owner | Aug 2024 | B | ≈ 5.27% – 37.5% via Cb Rise Aggregator, L.P. |
| Bleakley Employee Aggregator Llc | Owner | Aug 2024 | B | ≈ 37.5% – 75% via Bleakley Holdings, Llc |
| Rgp Bleakley, Llc | Owner | Aug 2024 | B | ≈ 18.75% – 50% via Bleakley Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andy Mark Schwartz: 25% – 50% of Bleakley Employee Aggregator Llc × 50% – 75% of Bleakley Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Rise Growth Partners, Llc: 75% – 100% of Rgp Bleakley, Llc × 25% – 50% of Bleakley Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Cb Rise Aggregator, L.P.: 75% – 100% of Rise Growth Partners, Llc × 75% – 100% of Rgp Bleakley, Llc × 25% – 50% of Bleakley Holdings, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Charlesbank Equity Fund X, Limited Partnership: 50% – 75% of Cb Rise Aggregator, L.P. × 75% – 100% of Rise Growth Partners, Llc × 75% – 100% of Rgp Bleakley, Llc × 25% – 50% of Bleakley Holdings, Llc × 75% – 100% direct ≈ 5.27% – 37.5% of the firm
- Bleakley Employee Aggregator Llc: 50% – 75% of Bleakley Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Rgp Bleakley, Llc: 25% – 50% of Bleakley Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| Bam! Pizza Management, Inc. 401(k) Plan | Bam! Pizza Management, Inc. | 677 | $2.9M | 01/01/2024 |
| Dla Piper Llp (Us) Profit Sharing And 401(k) Savings Plan | Dla Piper Llp (Us) | 3,042 | $1.7B | 01/01/2024 |
| Genesis Corp. 401(k) Employees Savings Plan | Genesis Corp. | 1,426 | $43.3M | 01/01/2024 |
| Sml (Usa) Inc. 401(k) Plan | Sml (Usa), Inc. | 121 | $13.8M | 01/01/2024 |
| Tidewater Physicians Multispecialty Group, P.C. 401(k) Plan | Tidewater Physicians Multispecialty Group, P.C. | 1,105 | $169M | 01/01/2024 |
| Azperio 401(k) Plan | Azperio | 108 | $8.4M | 01/01/2024 |
| Seyfarth Shaw Llp 401(k) Savings And Retirement Plan | Seyfarth Shaw Llp | 1,762 | $926M | 01/01/2024 |
| Stone Source 401(k) Profit Sharing Plan | Stone Source, Llc. | 62 | $8.0M | 01/01/2024 |
| Brown Rudnick Llp 401 K Profit Sharing Plan A | Brown Rudnick Llp | 280 | $141M | 01/01/2024 |
| Schlesinger Global, Llc 401(k) Profit Sharing Plan | Schlesinger Central Processing Services, Llc | 570 | $27.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $9.6B (64% of AUM) Jul 2026
- LPL Financial $3.8B (25% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗