Mosley Wealth Management, Inc.
- Regulatory AUM
- $279M
- Discretionary
- $278M
- Clients
- 707
- Avg AUM / client
- $395K
- Accounts
- 1,393
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 624 | $177M | 63.3% |
| High net worth individuals | 83 | $102M | 36.7% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Felton Thomas Mosley | President, Ceo, Cco | Jan 2022 (5y) | 75% or more | |
| Travis Bradford Hawley | Secretary/Investment Advisor Representative | Chartered Financial Consultant | Jan 2022 (5y) | 5% – 10% |
| Geoffrey Allen Schuller | Registered representative | Apr 2023 (3y) | ||
| Roberto Romero Leon | Registered representative | Jan 2024 (3y) | ||
| Ryan Michael Tice | Registered representative | Jan 2024 (3y) | ||
| Aaron Lucas Wirohusodo | Registered representative | Oct 2024 (2y) | ||
| Gary Dean Farrell | Registered representative | Dec 2024 (2y) | ||
| Nicholas Antonio Rivera | Registered representative | Mar 2025 (1y) | ||
| Austin Hsu | Registered representative | CFP | Mar 2025 (1y) | |
| Christopher Blake Radford | Registered representative | Jul 2025 (1y) | ||
| Andrew Douglas Laurin | Registered representative | Apr 2026 (0y) | ||
| Samantha Diane Morton | Registered representative | Apr 2026 (0y) | ||
| Samuel Goldberg | Registered representative | CFP | Apr 2026 (0y) | |
| Kevin Michael Mc Closkey | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $279M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗