Resolute Wealth Strategies, Llc
- Regulatory AUM
- $388M
- Discretionary
- $388M
- Clients
- 301
- Avg AUM / client
- $1.3M
- Accounts
- 703
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 144 | $38.2M | 9.85% |
| High net worth individuals | 135 | $319M | 82.3% |
| Pension and profit sharing plans | 11 | $21.2M | 5.47% |
| Charitable organizations | 2 | $5.5M | 1.42% |
| Corporations and other businesses | 9 | $3.8M | 0.97% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Warwick Alley | President And Chief Financial Officer | CFP | Jul 2022 (4y) | 25% – 50% |
| Michael A Puckett | Chief Investment Officer | CFA | Jul 2022 (4y) | 5% – 10% |
| Phillip Crowell Burnett | Chief Executive Officer | Jul 2022 (4y) | 50% – 75% | |
| Warning, Andrew, S | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Taylor Weintritt | Registered representative | Mar 2024 (2y) | ||
| Vincent Hays Gaglione | Registered representative | Mar 2026 (0y) | ||
| Phillip Crowell Burnett | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 915 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Fidelity Investments $388M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗