N
N
Wealth Manager · Small ($100M–$1B)
CRD 318747
·
☆ Save with Pro
ADV data as of Feb 26, 2026
- Regulatory AUM
- $318M
- Discretionary
- $318M
- Clients
- 260
- Avg AUM / client
- $1.2M
- Accounts
- 260
- Employees
- 3
AUM over time
$0
$318M
Feb 3, 2022
Feb 26, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 113 | $28.1M | 8.84% |
| High net worth individuals | 137 | $270M | 84.9% |
| Pension and profit sharing plans | 5 | $5.6M | 1.76% |
| Charitable organizations | 4 | $13.8M | 4.34% |
| Corporations and other businesses | 1 | $472K | 0.15% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $318M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.