Calumet Capital Partners Llc
- Regulatory AUM
- $191M
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 3
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | Fewer than 5 clients | $191M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carroll, Dan, Thomas | Managing Member | Nov 2021 (5y) | ≈ 42.19% – 100% via Calumet Principals Llc | |
| Nakon, Karen, Emily | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Calumet Capital Holdings Llc | Managing Member | Dec 2021 | A | 75% or more |
| Calumet Principals Llc | Managing Member | Dec 2021 | B | ≈ 56.25% – 100% via Calumet Capital Holdings Llc |
Estimated effective ownership (look-through of filed bands):
- Carroll, Dan, Thomas: 75% – 100% of Calumet Principals Llc × 75% – 100% of Calumet Capital Holdings Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Calumet Principals Llc: 75% – 100% of Calumet Capital Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 854 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • SERVICING FEES
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗