Legacy Capital Management, Limited Liability Company
- Regulatory AUM
- $150M
- Discretionary
- $150M
- Clients
- 229
- Avg AUM / client
- $654K
- Accounts
- 546
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 185 | $49.4M | 33.0% |
| High net worth individuals | 44 | $95.7M | 63.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $225K | 0.15% |
| Corporations and other businesses | Fewer than 5 clients | $4.5M | 3.03% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Vincent Scambray | Ceo | Nov 2019 (7y) | ≈ 18.75% – 50% via Legacy Capital Management, Llc | |
| Giuseppe Francesco Visconti | President, Chief Financial Officer, Chief Investment Officer, Chief Compliance Officer | Jan 2024 (3y) | ≈ 18.75% – 50% via Legacy Capital Management, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Legacy Capital Management, Llc | Managing Member | Nov 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Vincent Scambray: 25% – 50% of Legacy Capital Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Giuseppe Francesco Visconti: 25% – 50% of Legacy Capital Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $109M (73% of AUM) May 2026
- Interactive Brokers $36.6M (24% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗