Moran Wealth Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 319208
· SEC file 801-123682
· Naples, FL
· www.pelicanbaycap.com
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ADV data as of Jun 04, 2026
- Regulatory AUM
- $5.1B
- Discretionary
- $3.9B
- Clients
- 1,694
- Avg AUM / client
- $3.0M
- Accounts
- 12,260
- Employees
- 56
AUM over time
$0
$5.1B
Dec 2021
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 625 | $245M | 4.8% |
| High net worth individuals | 981 | $4.6B | 89.6% |
| Pension and profit sharing plans | 22 | $81.9M | 1.61% |
| Charitable organizations | 24 | $54.3M | 1.07% |
| Corporations and other businesses | 42 | $149M | 2.92% |
People (38)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Buboltz, Ashley, Nicole | Chief Compliance Officer And Member | Nov 2021 (5y) | Less than 5% | |
| Donald Edward Drury | Member | Nov 2021 (5y) | Less than 5% | |
| Kylen Shea O'keeffe | Member And Trustee Of Sandra O. Moran 2020 Descendants Trust | Nov 2021 (5y) | Less than 5% | |
| Moran, Patrick, Keenan | Member And Trustee Of Thomas M. Moran 2015 Irrevocable Insurance Trust | Nov 2021 (5y) | Less than 5% | |
| Thomas Michael Moran | Managing Member And Grantor Of Thomas M. Moran Revocable Trust | Nov 2021 (5y) | 25% – 50% | |
| Charles Edward Chesebrough | Registered representative | May 2022 (4y) | ||
| Christina Shaw | Registered representative | May 2022 (4y) | ||
| Corey Grant | Registered representative | CFP | May 2022 (4y) | |
| Richard A Simpson | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| Julie Rich | Registered representative | CFP | Sep 2022 (4y) | |
| Lucca Giovanni Delcompare | Registered representative | Sep 2022 (4y) | ||
| Jeffrey Lebriton | Registered representative | Sep 2022 (4y) | ||
| Michael John Mongin | Registered representative | Sep 2022 (4y) | ||
| Kathleen Marie Herget | Registered representative | Sep 2022 (4y) | ||
| Ryan Elizabeth Frank | Registered representative | CFP | Sep 2022 (4y) | |
| Tyler William Hardt | Registered representative | CFA | Jan 2023 (4y) | |
| Justin Linnon Roth | Registered representative | Apr 2023 (3y) | ||
| Stefanie Nmn Murray | Registered representative | CFP | May 2023 (3y) | |
| Mia Ann Safron | Registered representative | May 2023 (3y) | ||
| Seyed Aryan Mirfakhraee | Registered representative | May 2023 (3y) | ||
| Devon John Banning | Registered representative | CFP | Sep 2023 (3y) | |
| Isabella Arias | Registered representative | Mar 2024 (2y) | ||
| Shichen Xu | Registered representative | Mar 2024 (2y) | ||
| Eftina Coma | Registered representative | Apr 2024 (2y) | ||
| Benjamin Gregory Hermiston | Registered representative | Sep 2024 (2y) | ||
| Christian Antany Pineda | Registered representative | Oct 2024 (2y) | ||
| Nicholas Malik | Registered representative | Feb 2025 (1y) | ||
| Braden Langeloh | Registered representative | Apr 2025 (1y) | ||
| Kaitlin Poterack | Registered representative | May 2025 (1y) | ||
| Charles T Sonalia | Registered representative | May 2025 (1y) | ||
| Denisa Kote | Registered representative | Jul 2025 (1y) | ||
| Justin Robert Claussen | Registered representative | Aug 2025 (1y) | ||
| Lauren Elizabeth Kazmierczak | Registered representative | Sep 2025 (1y) | ||
| Charissa Ann Konz | Registered representative | Mar 2026 (0y) | ||
| Kory Kelly | Registered representative | Apr 2026 (0y) | ||
| Andrew W Browne | Registered representative | Apr 2026 (0y) | ||
| Samuel Cabral | Registered representative | May 2026 (0y) | ||
| Brett Michael Slattery | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sandra O. Moran 2020 Descendants Trust | Trust | Nov 2021 | A | 25% – 50% |
| Thomas M. Moran Revocable Trust | Trust | Aug 2004 | A | 25% – 50% |
| Thomas M. Moran 2015 Irrevocable Insurance Trust | Trust | Nov 2021 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/04/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $3.9B (77% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.
View current Form ADV (SEC/IAPD) ↗