Ds Investment Advisors
- Regulatory AUM
- $386M
- Discretionary
- $386M
- Clients
- 174
- Avg AUM / client
- $2.2M
- Accounts
- 274
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 110 | $24.1M | 6.25% |
| High net worth individuals | 40 | $64.2M | 16.6% |
| Pension and profit sharing plans | 24 | $298M | 77.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Greenmark Equipment, Llc Retirement Plan Greenmark Equipment, Llc | 2024 | |
| Novo Building Products Novo Distribution, Llc | Zeeland, MI | 2024 |
| Dewys Manufacturing, Inc. 401(k) Profit Sharing Plan Dewys Metal Solutions, Inc. | 2024 | |
| Engineered Protection Systems Inc Retirement Savings Plan Engineered Protection Systems Inc | 2024 | |
| Mid Am Holdings, Llc 401(k) Profit Sharing Plan Mid Am Holdings, Llc | 2024 | |
| Rugby 401(k) Plan Rugby Holdings Llc | 2024 | |
| Hardwoods Specialty Products 401(k) Retirement Savings Plan Hardwoods Specialty Products Us Lp A Delaware Limited Partnership | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carla Marie Dells | Chief Compliance Officer, Owner | Jan 2022 (5y) | 75% or more | |
| Justin Jae Meuser | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Greenmark Equipment, Llc Retirement Plan | Greenmark Equipment, Llc | 444 | $43.5M | 01/01/2024 |
| Novo Building Products | Novo Distribution, Llc | 1,319 | $42.9M | 01/01/2024 |
| Dewys Manufacturing, Inc. 401(k) Profit Sharing Plan | Dewys Metal Solutions, Inc. | 249 | $13.2M | 01/01/2024 |
| Engineered Protection Systems Inc Retirement Savings Plan | Engineered Protection Systems Inc | 259 | $18.9M | 01/01/2024 |
| Mid Am Holdings, Llc 401(k) Profit Sharing Plan | Mid Am Holdings, Llc | 292 | $26.8M | 01/01/2024 |
| Rugby 401(k) Plan | Rugby Holdings Llc | 666 | $33.0M | 01/01/2024 |
| Hardwoods Specialty Products 401(k) Retirement Savings Plan | Hardwoods Specialty Products Us Lp A Delaware Limited Partnership | 564 | $35.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $89.0M (23% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗