Gutierrez Wealth Advisory, Llc
- Regulatory AUM
- $329M
- Discretionary
- $323M
- Clients
- 141
- Avg AUM / client
- $2.3M
- Accounts
- 510
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 64 | $30.2M | 9.18% |
| High net worth individuals | 68 | $286M | 86.8% |
| Charitable organizations | 2 | $829K | 0.25% |
| Insurance companies | 1 | $4.0M | 1.2% |
| Corporations and other businesses | 3 | $312K | 0.09% |
| Other | 3 | $8.2M | 2.48% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Conway Regional Medical Center Retirement Income Plan Conway Regional Medical Center | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Hale Gutierrez | Co Founder & Chief Compliance Officer | Oct 2022 (4y) | 50% – 75% | |
| Roy David Gutierrez | Co Founder | Oct 2022 (4y) | 50% – 75% | |
| Hillary Marie Canterbury | Registered representative | Mar 2023 (3y) | ||
| Leighann Kirtley Arthur | Registered representative | May 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Conway Regional Medical Center Retirement Income Plan | Conway Regional Medical Center | 2,079 | $104M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $317M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗