Tsg Alpha Partners, Llc
- Regulatory AUM
- $135M
- Discretionary
- $135M
- Clients
- 82
- Avg AUM / client
- $1.6M
- Accounts
- 128
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 70 | $17.8M | 13.2% |
| Pooled investment vehicles (non-investment companies) | 12 | $117M | 86.8% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $68.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tsg Secondary Fund Llc | Private Equity Fund | Delaware | $23.2M | 549 |
| Tsg Strategic Secondary Fund Llc | Private Equity Fund | Delaware | $11.9M | 299 |
| Tsg Strategic Secondary Fund 2 Llc | Private Equity Fund | Delaware | $7.3M | 100 |
| Tsg Secondary Fund 5 Llc | Private Equity Fund | Delaware | $5.8M | 74 |
| Tsg Secondary Fund 2 Llc | Private Equity Fund | Delaware | $5.2M | 47 |
| Tsg Secondary Fund 3 Llc | Private Equity Fund | Delaware | $4.7M | 83 |
| Tsg Venture Fund Llc | Private Equity Fund | Delaware | $4.0M | 98 |
| Tsg Secondary Fund 4 Llc | Private Equity Fund | Delaware | $3.9M | 49 |
| Tsg Secondary Fund 6 Llc | Private Equity Fund | Delaware | $2.2M | 40 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Caputo Spaventa | Manager/Sole Member | Nov 2021 (5y) | ≈ 56.25% – 100% via The Spaventa Group Llc | |
| Salvatore Charles Caruso | President, Chief Executive Officer & Chief Compliance Officer | CFP | Jan 2022 (5y) | Less than 5% |
| Patrick Joseph Ferraro | Registered representative | Oct 2022 (4y) | ||
| Carlo Scanni | Registered representative | Nov 2022 (4y) | ||
| Louis Cuomo | Registered representative | Oct 2023 (3y) | ||
| Lon Charles Faccini | Registered representative | Apr 2025 (1y) | ||
| Patrick W French | Registered representative | Nov 2025 (1y) | ||
| Benito Raymond Buontempo | Registered representative | Nov 2025 (1y) | ||
| Omar K Aburadi | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Spaventa Group Llc | Sole Member | Nov 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Caputo Spaventa: 75% – 100% of The Spaventa Group Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $68.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tsg Secondary Fund Llc | Private Equity Fund | $23.2M | $5.0K | 549 |
| Tsg Strategic Secondary Fund Llc | Private Equity Fund | $11.9M | $10.0K | 299 |
| Tsg Strategic Secondary Fund 2 Llc | Private Equity Fund | $7.3M | $25.0K | 100 |
| Tsg Secondary Fund 5 Llc | Private Equity Fund | $5.8M | $25.0K | 74 |
| Tsg Secondary Fund 2 Llc | Private Equity Fund | $5.2M | $25.0K | 47 |
| Tsg Secondary Fund 3 Llc | Private Equity Fund | $4.7M | $25.0K | 83 |
| Tsg Venture Fund Llc | Private Equity Fund | $4.0M | $10.0K | 98 |
| Tsg Secondary Fund 4 Llc | Private Equity Fund | $3.9M | $25.0K | 49 |
| Tsg Secondary Fund 6 Llc | Private Equity Fund | $2.2M | $25.0K | 40 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 3.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $7.7M (6% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗