Smartadvisor Llc
- Regulatory AUM
- $29.2M
- Discretionary
- $29.2M
- Clients
- 138
- Avg AUM / client
- $212K
- Accounts
- 138
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 132 | $9.6M | 32.8% |
| High net worth individuals | 6 | $19.6M | 67.2% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sosa Del Valle, Francisco | Limited Partner | Dec 2021 (5y) | ≈ 7.03% – 37.5% via Skate Lp | |
| Olazabal Delgado, Valentina, Maria | Chief Compliance Officer | Apr 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Smartadvisor Holdings Inc. | Managing Member | Dec 2021 | A | 75% or more |
| Smart Investments Lp | Shareholder | Dec 2021 | B | ≈ 56.25% – 100% via Smartadvisor Holdings Inc. |
| Skate Lp | Limited Partner | Dec 2021 | B | ≈ 28.13% – 75% via Smart Investments Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sosa Del Valle, Francisco: 25% – 50% of Skate Lp × 50% – 75% of Smart Investments Lp × 75% – 100% of Smartadvisor Holdings Inc. × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Smart Investments Lp: 75% – 100% of Smartadvisor Holdings Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Skate Lp: 50% – 75% of Smart Investments Lp × 75% – 100% of Smartadvisor Holdings Inc. × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $24.6M (84% of AUM) Mar 2026
- Apex Clearing $4.6M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗