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Wealth Manager · Small ($100M–$1B)
CRD 320791
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ADV data as of Mar 20, 2026
- Regulatory AUM
- $479M
- Discretionary
- $479M
- Clients
- 724
- Avg AUM / client
- $661K
- Accounts
- 2,181
- Employees
- 8
AUM over time
$270M
$479M
Apr 14, 2022
Mar 20, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 561 | $155M | 32.5% |
| High net worth individuals | 163 | $315M | 65.7% |
| Pension and profit sharing plans | Fewer than 5 | $2.9M | 0.61% |
| Charitable organizations | Fewer than 5 | $3.3M | 0.68% |
| Insurance companies | Fewer than 5 | $2.3M | 0.49% |
| Corporations and other businesses | Fewer than 5 | $16.5K | 0.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $468M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.