Sammons Financial Group Asset Management, Llc

SEC-registered Investment Adviser · Mega ($100B+) CRD 321109 · SEC file 801-125868 · West Des Moines, IA

☆ Save with Pro ADV data as of Mar 31, 2026

Regulatory AUM: $122B
Discretionary: $122B
Clients: 9
Avg AUM / client: $13.6B
Accounts: 9
Employees: 60

AUM over time

$5.8B $122B

Aug 2022 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Asset allocation (SMA assets by investment type)

as of Mar 31, 2026

Investment-grade corporate bonds

$76.9B 63%

US government & agency bonds

$12.2B 10%

Pooled investment vehicles

$12.2B 10%

State & local bonds

$7.3B 6%

Derivatives

$4.9B 4%

Other

$4.9B 4%

Non-investment-grade bonds

$2.4B 2%

Non-exchange-traded equities

$1.2B 1%

Sovereign bonds

$1.2B 1%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client type	Clients	AUM	% of AUM
Insurance companies	2	$121B	98.8%
Corporations and other businesses	7	$1.4B	1.15%

People (3)

Name	Role / title	With firm since	Ownership
Brett Lee Agnew	General Counsel	Jan 2022 (5y)	Less than 5%
Emily Marlene Damman	Chief Compliance Officer	Jan 2022 (5y)	Less than 5%
Melvin, John, David	President And Chief Investment Officer	Jan 2022 (5y)	Less than 5%

Entity owners (Schedule A/B)

Entity	Title / status	Since	Sch.	Ownership
Sammons Financial Group	Owner	Jan 2022	A	75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	03/31/2026	1.47 MB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management

Services

• Portfolio management for businesses/institutional clients
• Selection of other advisers

Custody

Reported custodians

Citibank $91.9B (75% of AUM) Mar 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗