Apollon Financial, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 1,258
- Avg AUM / client
- $1.2M
- Accounts
- 2,819
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 827 | $310M | 21.4% |
| High net worth individuals | 429 | $1.1B | 78.5% |
| Corporations and other businesses | 2 | $142K | 0.01% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Anson Herman | Chief Compliance Officer | May 2022 (4y) | Less than 5% | |
| Michael Jason Dolberg | Member | Chartered Financial Consultant | May 2022 (4y) | ≈ 28.13% – 75% via Prestige Worldwide, Llc |
| Robert Hy Gorman | Member | CFP Chartered Financial Consultant | May 2022 (4y) | ≈ 28.13% – 75% via Prestige Worldwide, Llc |
| Eric Nils Sterner | Chief Investment Officer | CFA | Jul 2022 (4y) | Less than 5% |
| Maureen Bridget James | Registered representative | Oct 2022 (4y) | ||
| Bradley Andrew Schaffnit | Registered representative | Oct 2022 (4y) | ||
| Daniel Scott Foxen | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Glenn Robert Dehollander | Registered representative | CFP | Aug 2024 (2y) | |
| James Frederick Mcgowan | Registered representative | CFP | Sep 2024 (2y) | |
| Martin Albert Beck | Registered representative | CFP | Sep 2024 (2y) | |
| Francis Michael Gutrich | Registered representative | Oct 2024 (2y) | ||
| Dory Ann Rodriguez | Registered representative | CFP | Jan 2025 (2y) | |
| Kayleigh Zarndt | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Robert Joseph Ruelle | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| John Stephen Kinzer | Registered representative | CFP | Aug 2025 (1y) | |
| Glenn Anthony Drake | Registered representative | CFP | Aug 2025 (1y) | |
| Joseph Dennis Beaudoin | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Brandon Douglas Vincent | Registered representative | Jan 2026 (1y) | ||
| David Glenn Turner | Registered representative | CFP | Jan 2026 (1y) | |
| Edward Carr Beeker | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Apollon Holdings, Llc | Managing Member | May 2022 | A | 75% or more |
| Prestige Worldwide, Llc | Member/Owner | May 2022 | B | ≈ 56.25% – 100% via Apollon Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael Jason Dolberg: 50% – 75% of Prestige Worldwide, Llc × 75% – 100% of Apollon Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Robert Hy Gorman: 50% – 75% of Prestige Worldwide, Llc × 75% – 100% of Apollon Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Prestige Worldwide, Llc: 75% – 100% of Apollon Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $1.1B (76% of AUM) Jun 2026
- Fidelity Brokerage Services $189M (13% of AUM) Jun 2026
- Charles Schwab & Co. $160M (11% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗