AUMdb

Advisor Partners Ii, Llc

SEC-registered Wealth Manager · Large ($10B–$100B) CRD 321633 · SEC file 801-125744 · Walnut Creek, CA · concentricinnovation.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$13.9B
Discretionary
$13.9B
Clients
5,371
Avg AUM / client
$2.6M
Accounts
5,371
Employees
26

AUM over time

$1.7B $13.9B
Jul 2022 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Asset allocation (SMA assets by investment type)

as of Mar 31, 2026
Exchange-traded equities
$7.8B 56%
State & local bonds
$2.6B 19%
Registered investment companies (funds/ETFs)
$1.9B 14%
US government & agency bonds
$1.3B 9%
Investment-grade corporate bonds
$139M 1%
Cash & equivalents
$139M 1%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 762 $555M 3.99%
High net worth individuals 4,380 $11.7B 83.9%
Pension and profit sharing plans 3 $21.6M 0.16%
Charitable organizations 91 $353M 2.53%
Other investment advisers 4 $12.4M 0.09%
Corporations and other businesses 131 $1.3B 9.29%

People (14)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Rahul Nmn Agrawal President/Chief Investment Officer Apr 2022 (4y) Less than 5%
Sidebotham, Stephanie, Cheryl Chief Operations Officer Apr 2022 (4y) Less than 5%
Wilmott, Lisandra, Evelyn Chief Compliance Officer/General Counsel Apr 2022 (4y) Less than 5%
Elena Gorskaya Registered representative CFA Jun 2022 (4y)
Bryan James Lee Registered representative Jun 2022 (4y)
Jia Xu Registered representative Jun 2022 (4y)
Ashley Elaine Duffey Registered representative CFA Jul 2024 (2y)
Ralph Michael Studley Registered representative Dec 2024 (2y)
Luke Desmond Hass Registered representative Mar 2025 (1y)
Eric Scott Shulenberger Registered representative Aug 2025 (1y)
Frederick Ross Bacani Registered representative Aug 2025 (1y)
Adrian Enrique Colmenares Registered representative Oct 2025 (1y)
Gael Fonseca Gutierrez Registered representative Jan 2026 (1y)
Lindy Rebecca Moss Registered representative Feb 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Pathstone Intermediate Holdings, Llc Managing Member Apr 2022 A 75% or more
Pathstone Holdings Llc Member May 2023 B ≈ 56.25% – 100% via Pathstone Intermediate Holdings, Llc
Kai Xi (Tailwind) Investor, Lp Limited Partner May 2023 B ≈ 14.06% – 50% via Pathstone Holdings Llc
Kia Xi (Tailwind) Gp, L.P. General Partner May 2023 B GP / trustee / elected manager of Kai Xi (Tailwind) Investor, Lp (indirect)
Kelso Gp Xi, Llc General Partner May 2023 B GP / trustee / elected manager of Kia Xi (Tailwind) Gp, L.P. (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Pathstone Holdings Llc: 75% – 100% of Pathstone Intermediate Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Kai Xi (Tailwind) Investor, Lp: 25% – 50% of Pathstone Holdings Llc × 75% – 100% of Pathstone Intermediate Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗