Ironwood Capital Advisors Llc
- Regulatory AUM
- $766M
- Discretionary
- $766M
- Clients
- 10
- Avg AUM / client
- $76.6M
- Accounts
- 10
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 10 | $766M | 100.0% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $880M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ironwood Capital Partners V Lp master | Private Equity Fund | Delaware | $439M | 20 |
| Ironwood Capital Partners V Sbic Lp | Private Equity Fund | Delaware | $154M | 24 |
| Ironwood Mezzanine Fund Iv Lp | Private Equity Fund | Delaware | $111M | 15 |
| Ironwood Mezzanine Fund Iv B Lp | Private Equity Fund | Delaware | $92.1M | 13 |
| Ironwood Mezzanine Fund Iv A Lp | Private Equity Fund | Delaware | $84.7M | 24 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barra, James, Raymond | Partner | Jun 2011 (15y) | Less than 5% | |
| Galiette, Carolyn, Cusworth | Partner, President And Chief Investment Officer | Aug 2015 (11y) | Less than 5% | |
| Reich, Marc, Andrew | Partner And Chairman Emeritus | Aug 2015 (11y) | Less than 5% | |
| Levental, Alexander | Partner | Jan 2021 (6y) | Less than 5% | |
| Luce, Zachary, Robert | Partner, Chief Financial Officer, Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Paul, Witinski, Francis | Partner | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ironwood Capital Holdings | Owner | Mar 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $880M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ironwood Capital Partners V Lp | Private Equity Fund | $439M | $1 | 20 |
| Ironwood Capital Partners V Sbic Lp | Private Equity Fund | $154M | $1 | 24 |
| Ironwood Mezzanine Fund Iv Lp | Private Equity Fund | $111M | $1 | 15 |
| Ironwood Mezzanine Fund Iv B Lp | Private Equity Fund | $92.1M | $1 | 13 |
| Ironwood Mezzanine Fund Iv A Lp | Private Equity Fund | $84.7M | $1 | 24 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 3.78 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗