Risk Settlements Manager, Llc
SEC-registered
Private Fund Manager · Small ($100M–$1B)
CRD 321759
· SEC file 801-136907
· Newark, NJ
· WWW.CERTUMGROUP.COM
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ADV data as of Jun 29, 2026
- Regulatory AUM
- $276M
- Discretionary
- $276M
- Clients
- 10
- Avg AUM / client
- $27.6M
- Accounts
- 10
- Employees
- 20
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 10 | $276M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗