Galapagos Advisory Llc
- Regulatory AUM
- $396M
- Discretionary
- $183M
- Clients
- 210
- Avg AUM / client
- $1.9M
- Accounts
- 210
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 69 | $16.7M | 4.22% |
| High net worth individuals | 16 | $61.5M | 15.5% |
| Corporations and other businesses | 125 | $318M | 80.3% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carvalho, Bruno, De Arruda | Senior Managing Member | May 2022 (4y) | Less than 5% | |
| Lee, Guilherme | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Renato Mathias Ticoulat | Registered representative | Aug 2023 (3y) | ||
| Marcelo Barbosa Lima | Registered representative | Aug 2024 (2y) | ||
| Phillipe Muratorio Savoia | Registered representative | Jan 2025 (2y) | ||
| Marcelo Furlan Nasser | Registered representative | Sep 2025 (1y) | ||
| Maria Victoria Baggio Cardoso | Registered representative | Jan 2026 (1y) | ||
| Ana Luisa Magalhaes Paes | Registered representative | Apr 2026 (0y) | ||
| Fabio Ruggiero Cristino | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Galapagos International, Llc | Owner | May 2022 | A | 75% or more |
| Galapagos Capital Control Participacoes Sa | Indirect Owner | Feb 2022 | B | ≈ 56.25% – 100% via Galapagos International, Llc |
| Galapagos Capital Partnership Participações S.A | Indirect Owner | Feb 2022 | B | ≈ 18.75% – 50% via Galapagos International, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Galapagos Capital Control Participacoes Sa: 75% – 100% of Galapagos International, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Galapagos Capital Partnership Participações S.A: 25% – 50% of Galapagos International, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.55 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Andbanc Brokerage, Llc $152M (38% of AUM) Mar 2026
- J.P. Morgan $126M (32% of AUM) Mar 2026
- Charles Schwab & Co. $47.2M (12% of AUM) Mar 2026
- Morgan Stanley $41.8M (11% of AUM) Mar 2026
- Pershing $28.2M (26% of AUM) Aug 2024
- Merrill Lynch $17.6M (16% of AUM) Aug 2024
- UBS $9.5M (9% of AUM) Aug 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗