Dca Family Office, Llc
- Regulatory AUM
- $120M
- Discretionary
- $0
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 1
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | Fewer than 5 clients | $120M | 100.0% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Curtis Mitchell Rocca | Trustee | Dec 2021 (5y) | ≈ 12.5% – 37.5% via The Rocca Family Trust | |
| Kholt T. Mulderrig | Member | Dec 2021 (5y) | 5% – 10% | |
| Layton, Casey, A. | Chief Financial Officer, Chief Compliance Officer, And Member | Dec 2021 (5y) | 5% – 10% | |
| Mills, Steven, R. | Member | Dec 2021 (5y) | 10% – 25% | |
| Mitchell, Craig, D. | Member | Dec 2021 (5y) | 5% – 10% | |
| Rocca, Jennifer | Trustee | Dec 2021 (5y) | ≈ 12.5% – 37.5% via The Rocca Family Trust | |
| Christopher Bruce Stephenson | Chief Operations Officer | Sep 2023 (3y) | Less than 5% | |
| Bratkovich, Thomas, E. | Chief Investment Officer | Dec 2023 (3y) | Less than 5% | |
| Kristofer Louis Jones | Registered representative | Dec 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Rocca Family Trust | Member | Dec 2021 | A | 25% – 50% |
| Dcaroccas, Llc | Member | Jan 2022 | A | 10% – 25% |
| The Rocca Family Trust | Trust | Jan 2022 | B | ≈ 7.5% – 25% via Dcaroccas, Llc |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Curtis Mitchell Rocca: 50% – 75% of The Rocca Family Trust × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Rocca, Jennifer: 50% – 75% of The Rocca Family Trust × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- The Rocca Family Trust: 75% – 100% of Dcaroccas, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗