Ia Private Wealth (Usa) Inc.
- Regulatory AUM
- $135M
- Discretionary
- $135M
- Clients
- 199
- Avg AUM / client
- $679K
- Accounts
- 292
- Employees
- 131
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 167 | $44.5M | 33.0% |
| High net worth individuals | 28 | $84.9M | 62.9% |
| Corporations and other businesses | 4 | $5.6M | 4.16% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Blouin, Bruno | Cfo | Apr 2022 (4y) | Less than 5% | |
| Robinson, Mark | Coo | Apr 2022 (4y) | Less than 5% | |
| Smith, Michael, Rothwell | Cco, President | Apr 2022 (4y) | Less than 5% | |
| Josef Anthony George Macek | Registered representative | Oct 2023 (3y) | ||
| Katherine Mary Dickie | Registered representative | Aug 2024 (2y) | ||
| Edward Joseph Balcewich | Registered representative | Sep 2024 (2y) | ||
| John Francis Kitcher | Registered representative | CFA | Apr 2025 (1y) | |
| Naveen Kumar | Registered representative | CFA | Jun 2025 (1y) | |
| Bryan Muir | Registered representative | Sep 2025 (1y) | ||
| Ryan Tannahill | Registered representative | Oct 2025 (1y) | ||
| Joseph Pullano | Registered representative | Jan 2026 (1y) | ||
| Matthew Stiller | Registered representative | Feb 2026 (1y) | ||
| Ryan Patrick Smillie | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ia Wealth Group (Usa) Inc. | Owner | Mar 2022 | A | 75% or more |
| Ia Financial Corporation Inc. | Owner | Mar 2022 | B | ≈ 56.25% – 100% via Ia Wealth Group (Usa) Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ia Financial Corporation Inc.: 75% – 100% of Ia Wealth Group (Usa) Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗