Imprint Wealth Llc
- Regulatory AUM
- $132M
- Discretionary
- $84.5M
- Clients
- 77
- Avg AUM / client
- $1.7M
- Accounts
- 373
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 41 | $11.5M | 8.76% |
| High net worth individuals | 35 | $119M | 90.8% |
| Pension and profit sharing plans | 1 | $617K | 0.47% |
| Charitable organizations | 0 | $0 | — |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Gerard Mcquaid | Managing Member | May 2013 (13y) | ≈ 28.13% – 75% via Ascend Consulting Llc | |
| Smith, Jeffrey, Andrew | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% | |
| Erik Robert Flegal | Registered representative | Apr 2024 (2y) | ||
| Matthew Logan Dailey | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Imprint Holdings Llc | Managing Member | Jul 2022 | A | 75% or more |
| Ascend Consulting Llc | Managing Member | Jun 2022 | B | ≈ 37.5% – 75% via Imprint Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Joseph Gerard Mcquaid: 75% – 100% of Ascend Consulting Llc × 50% – 75% of Imprint Holdings Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Ascend Consulting Llc: 50% – 75% of Imprint Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $709M (100% of AUM) Jul 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗