Fwg Investment Management, Llc
- Regulatory AUM
- $14.4M
- Discretionary
- $14.4M
- Clients
- 1
- Avg AUM / client
- $14.4M
- Accounts
- 1
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $14.4M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $11.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Fwg Capital Fund Lp | Private Equity Fund | Delaware | $11.7M | 50 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Edward Ledford | Managing Member, Cco | CFP | Jun 2022 (4y) | ≈ 56.25% – 100% via Ledford Holdings, Llc |
| Cole Robert Linquist | Member | CFP | Aug 2022 (4y) | ≈ 7.5% – 25% via Capital Rock Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ledford Holdings, Llc | Member | Aug 2022 | A | 75% or more |
| Capital Rock Llc | Member | Aug 2022 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Edward Ledford: 75% – 100% of Ledford Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Cole Robert Linquist: 75% – 100% of Capital Rock Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $11.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Fwg Capital Fund Lp | Private Equity Fund | $11.7M | $50.0K | 50 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗