Savvy Labs Inc
- Regulatory AUM
- $119M
- Discretionary
- $119M
- Clients
- 9
- Avg AUM / client
- $13.2M
- Accounts
- 9
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $501K | 0.42% |
| Other investment advisers | 4 | $118M | 99.5% |
| Corporations and other businesses | 4 | $126K | 0.11% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mike, David, Mitchell | Chief Executive Officer | Aug 2021 (5y) | 75% or more | |
| Palma, Justin, Thomas | Chief Technology Officer | Aug 2021 (5y) | Less than 5% | |
| Lee, Jennifer, Ginling | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Mcguinness, Stephen, John | Chief Operating Officer | Sep 2023 (3y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 850 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Apex Clearing $117M (100% of AUM) Aug 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗