Kennedy Investment Group, Inc.
- Regulatory AUM
- $633M
- Discretionary
- $633M
- Clients
- 1,036
- Avg AUM / client
- $611K
- Accounts
- 2,641
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Feb 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 916 | $323M | 51.0% |
| High net worth individuals | 120 | $308M | 48.7% |
| Corporations and other businesses | Fewer than 5 clients | $2.1M | 0.34% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donato, Eugene, T | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| John William Kennedy | Ceo | CFP | Jul 2022 (4y) | 75% or more |
| Henry J. Schroeder | President | CFP | Sep 2022 (4y) | Less than 5% |
| Keith Robert Hering | Managing Director | Sep 2022 (4y) | Less than 5% | |
| Alexa Comey | Registered representative | Oct 2022 (4y) | ||
| James Francis Messner | Registered representative | CFA | Jun 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/06/2026 | 969 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $585M (92% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 06, 2026.
View current Form ADV (SEC/IAPD) ↗