Forth Capital (Usa), Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 322623
· Houston, TX
· www.facebook.com
☆ Save with Pro
ADV data as of Mar 18, 2026
- Regulatory AUM
- $19.5M
- Discretionary
- $0
- Clients
- 40
- Avg AUM / client
- $488K
- Accounts
- 40
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $12.9M | 66.4% |
| High net worth individuals | 5 | $6.6M | 33.6% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jamie Andrew Tulip | Registered representative | Jan 2023 (4y) | ||
| Thomas Edward Tracy | Registered representative | May 2023 (3y) | ||
| Nicola Jane Barton | Registered representative | Apr 2024 (2y) | ||
| Niamh Aitken | Registered representative | Jun 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗