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Investment Adviser · Small ($100M–$1B)
CRD 322631
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $137M
- Discretionary
- $137M
- Clients
- 6
- Avg AUM / client
- $22.8M
- Accounts
- 6
- Employees
- 10
AUM over time
$137M
$192M
Jul 15, 2022
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 1 | $10.0M | 7.26% |
| Other investment advisers | 3 | $27.1M | 19.8% |
| Corporations and other businesses | 2 | $100M | 73.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Nomura International Plc $100M (73% of AUM) Mar 2025
- James Brearley & Sons Limited $27.1M (20% of AUM) Mar 2025
- Goldman Sachs $14.0M (9% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.